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Defined Contribution in Context

VIDEO: Retirement Repairs Ahead with New DOL Fiduciary Rule

Posted by Richard Davies on May 10, 2016

In early April, the Department of Labor (DOL) issued its new rule defining the fiduciary standard for financial services provided to retirement assets. But DC plan sponsors, financial advisors and retirement services providers are still sorting out what changes, exactly, will arise in the wake of the new regulations—both for IRAs and defined contribution (DC) plans.

Are you a DC Leader?

  1. 1. What is the average size of the DC plans you manage?*

    Less than $1M
    $1M to $10M
    $10M to $20M
    $20M to $50M
    $50M+
  2. 2. Of your total book of business, what % of your revenue is from DC plans?*

    Less than 20%
    20% - 40%
    40% - 60%
    More than 60%
  3. 3. What is the biggest challenge you face in the DC marketplace?*

    Differentiating from competition
    New fee disclosure regulations
    Fiduciary limitations
    Helping participants prepare
    for a secure retirement
    Concern over litigation cases
    Regulatory changes
 


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AB Investments, Inc. (ABI) is the distributor of the AB family of mutual funds. ABI is a member of FINRA and is an affiliate of AB L.P., the manager of the funds.


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